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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-06-25 |
| TN | RA | APPROVED | 2006-10-03 |
Branch Locations
7047 Lee Hwy Ste 309, Chattanooga, TN 37421 • United States
Ooltewah, TN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Chattanooga | TN | 04/2004 | 03/2020 |
| Ameriprise Financial Services, Llc | Chattanooga | TN | 03/2020 | Present |
Business Ownership; Mega Cap Properties; ; MegaCap Properties, LLC. intent is to own real estate property for personal investment.; 5629 Misty Vally Dr. Ooltewah, TN 37363, ,; Investment-Related; 10/01/2014; 1 to 9 hours per month; 0 during trading hours / MegaCap Commercial Holdings, LLC; owner/co-owner; commercial real estate investment business; 5629 Misty Valley Dr., , Ooltewah, TN, 37363; Investment-Related; 11/15/2018; 1 to 9 hours per month; 0 during trading hours / Enterprise Practice Services; manage the entity. manage the financial practice through the entity. CEO/owner; provide practice management services for Ameriprise Financial Franchise of Dustin Morgan, Quantum Advisory group, and potentially other Ameriprise Advisors in the future; 7047 Lee Hwy Suite 309, , Chattanooga, TN, 37421; Investment-Related; 11/01/2022; 60 hours per month; 60 during trading hours / QAG Producer Group, LLC; member, registered agent, president; Established for purposes of shared operational infrastructure, expense management, and continuity planning among team members; 7047 Lee Hwy Suite 309, , Chattanooga, TN, 37421; Investment-Related; 12/13/2022; 40 to 59 hours per month; 60 during trading hours / MegaCap Solutions, LLC; Owner; Consulting; 5629 Misty Valley Dr., , Ooltewah, TN, 37363; Not Investment-Related; 08/15/2025; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; London Center Owners Association II; President; 7047 Lee Hwy, Suite 309, Chattanooga, TN, 37421; Not Investment-Related; 08/07/2025; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; QAG Producer Group, LLC; member - member, registered agent; ; 7047 Lee Hwy Suite 309, , Chattanooga, TN, 37421; Investment-Related; 12/13/2022; 40 to 59 hours per month; 60 during trading hours / Enterprise Practices Services; owner/member - provide practice management services for Ameriprise Financial Franchise of Dustin Morgan, Quantum Advisory group, and potentially other Ameriprise Advisors in the future; ; 7047 Lee Hwy Suite 309, , Chattanooga, TN, 37421; Investment-Related; 11/01/2022; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-07-20 |
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