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Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-12-10
OH RA APPROVED 2024-10-16
MI RA APPROVED 2018-12-22
  • FL RA
    APPROVED
    Since 2024-12-10
  • OH RA
    APPROVED
    Since 2024-10-16
  • MI RA
    APPROVED
    Since 2018-12-22

Branch Locations

38151 Utica Rd, Sterling Hts, MI 48312-1756 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Steve Smith Insurance Agency Sterling Heights MI 01/2002 Present
State Farm Vp Management Corp. Sterling Heights MI 12/1999 Present
Steve Smith Insurance Agency Shelby Twp MI 06/2016 Present
State Farm Vp Management Corp. Shelby Twp MI 06/2016 Present
State Farm Investment Management Corp. Shelby Twp MI 08/2018 Present
State Farm Investment Management Corp. Sterling Heights MI 08/2018 Present
  • 01/2002 → Present
    Steve Smith Insurance Agency
    Sterling Heights, MI
  • 12/1999 → Present
    State Farm Vp Management Corp.
    Sterling Heights, MI
  • 06/2016 → Present
    Steve Smith Insurance Agency
    Shelby Twp, MI
  • 06/2016 → Present
    State Farm Vp Management Corp.
    Shelby Twp, MI
  • 08/2018 → Present
    Shelby Twp, MI
  • 08/2018 → Present
    Sterling Heights, MI
Other Businesses

1) Stephen Smith's Insurance Agency; Insurance Agency; Investment-related; 38151 Utica Rd Sterling Hts, MI 48312-1756; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 09/01/2000; 80; 80; Service customers and supervise employees

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-12-22
S63 Uniform Securities Agent State Law Examination 2000-07-21
  • S65 Uniform Investment Adviser Law Examination
    2018-12-22
  • S63 Uniform Securities Agent State Law Examination
    2000-07-21

View on SEC IAPD

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