Daniel Warren Heppler

Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-04-03
MI	RA	APPROVED	2010-09-17

TX RA
APPROVED_RES

Since 2023-04-03
MI RA
APPROVED

Since 2010-09-17

Branch Locations

37060 Garfield Rd Suite C-2, Clinton Township, MI 48036 • United States

Clinton Township, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St. Louis	MO	11/2005	Present

11/2005 → Present

Edward Jones

St. Louis, MO

Previous Registrations

2005-07-06 → 2005-11-11

Chase Investment Services Corp.

Chicago, IL
1999-02-01 → 2005-07-06

Banc One Securities Corporation

Sterling Heights, MI

Other Businesses

THE SALVATION ARMY - NOT INVESTMENT RELATED POSITION: ADVISORY BOARD MEMBER ZERO HOURS DEVOTED DURING TRADING HOURS DUTIES: MEET MONTHLY AND TALK OVER DIFFERENT THINGS HAPPENING AT THE MT. CLEMENS OFFICE.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2010-07-31
S63	Uniform Securities Agent State Law Examination	1996-09-20

S65 Uniform Investment Adviser Law Examination

2010-07-31
S63 Uniform Securities Agent State Law Examination

1996-09-20

View on SEC IAPD

Current Employers

Edward Jones

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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