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CRD 1769109
Fifth Third Securities, Inc. CRD 628
$10.9B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-05-31 |
| MI | RA | APPROVED | 2023-05-31 |
Branch Locations
41122 Ryan Rd, Sterling Heights, MI 48314 • United States
40980 Hayes Road, Clinton Township, MI 48038 • United States
3754 Rochester Road, Troy, MI 48083 • United States
442 West Huron Street, Pontiac, MI 48341 • United States
2282 West Big Beaver Road, Troy, MI 48084 • United States
4491 Interpark, Auburn Hills, MI 48326 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Shelby Township | MI | 10/2009 | 05/2017 |
| Ameriprise Financial Services, Inc. | Shelby Township | MI | 10/2009 | 05/2017 |
| Oppenheimer &Amp; Co. Inc. | Sterling Heights | MI | 05/2017 | 05/2023 |
| Fifth Third Bank | Sterling Heights | MI | 05/2023 | Present |
| Fifth Third Securities | Sterling Heights | MI | 05/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-08-16 |
| S63 | Uniform Securities Agent State Law Examination | 1987-12-14 |
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