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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Financial Advisors | Austin | TX | 09/2014 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
NAME OF ENTITY:Mani Financial Services; Yes; 4508 SHOAL CREEK BLVD; AUSTIN; TX; 78756; DBA; owner; 4/1/2006; 240; 240; DBA for insurance and securities|NAME OF ENTITY:Basse Orchard & Ranch LLC; No; 545 WEST LN; FREDERICKSBURG; TX; 78624; Orchard & Ranch; General Manager; 2/4/2005; 60; 60; responsible for overall operation.|NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 4508 SHOAL CREEK BLVD; AUSTIN; TX; 78756; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 11/15/2005; 8; 8; SALES OF FIXED INSURANCE PRODUCTS|NAME OF ENTITY:Boy Scouts of America; No; 4508 SHOAL CREEK BLVD; AUSTIN; TX; 78756; non profit; troop committee chair; 10/1/2008; 20; 20; recruit, train, plan, manage budget|NAME OF ENTITY:Capitol Area Council - Boy Scouts of America; No; 12500 North IH 35; Austin; TX; 78753; Non-Profit Organization; Council Commissioner; 1/1/2021; 20; 6; Supervise the activities of the commissioner staff and preside at regular meetings of district commissioners. Maintain the standards of the Boy Scouts of America, uphold national policies, promote good uniforming, and lead efforts to hold regular roundtable programs in the district. Maintain a good working relationship with their respective district executives. Maintain procedures to assure maximum on-time unit charter. The Council Commissioner serves as a local council representative to the National Council of the Boy Scouts of America during the term of office.â?|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-06-24 |
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