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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-06-29
  • TX RA
    APPROVED
    Since 2023-06-29

Branch Locations

4508 Shoal Creek Blvd, Austin, TX 78756 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors Austin TX 09/2014 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 09/2014 → 06/2021
    Voya Financial Advisors
    Austin, TX
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

NAME OF ENTITY:Mani Financial Services; Yes; 4508 SHOAL CREEK BLVD; AUSTIN; TX; 78756; DBA; owner; 4/1/2006; 240; 240; DBA for insurance and securities|NAME OF ENTITY:Basse Orchard & Ranch LLC; No; 545 WEST LN; FREDERICKSBURG; TX; 78624; Orchard & Ranch; General Manager; 2/4/2005; 60; 60; responsible for overall operation.|NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 4508 SHOAL CREEK BLVD; AUSTIN; TX; 78756; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 11/15/2005; 8; 8; SALES OF FIXED INSURANCE PRODUCTS|NAME OF ENTITY:Boy Scouts of America; No; 4508 SHOAL CREEK BLVD; AUSTIN; TX; 78756; non profit; troop committee chair; 10/1/2008; 20; 20; recruit, train, plan, manage budget|NAME OF ENTITY:Capitol Area Council - Boy Scouts of America; No; 12500 North IH 35; Austin; TX; 78753; Non-Profit Organization; Council Commissioner; 1/1/2021; 20; 6; Supervise the activities of the commissioner staff and preside at regular meetings of district commissioners. Maintain the standards of the Boy Scouts of America, uphold national policies, promote good uniforming, and lead efforts to hold regular roundtable programs in the district. Maintain a good working relationship with their respective district executives. Maintain procedures to assure maximum on-time unit charter. The Council Commissioner serves as a local council representative to the National Council of the Boy Scouts of America during the term of office.â?|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-06-24
  • S66 Uniform Combined State Law Examination
    2004-06-24
Designations
Other Names
  • Kuruvila Mani

View on SEC IAPD

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