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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-04-07
  • TX RA
    APPROVED
    Since 2020-04-07

Branch Locations

400 Convention Street Suite 400, Baton Rouge, LA 70802 • United States

1261 West Causeway Approach, Mandeville, LA 70471 • United States

Cypress, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Mandeville LA 06/2009 Present
Other Businesses

2)UNIVERSITY OF LOUISIANA AT LAFAYETTE; NOT-INVESTMENT RELATED; LAFAYETTE/LA; ATHLETICS; TITLE: DISC JOCKEY; START DATE: 3/2012; DURING BUSINESS HOURS - 0; AFTER BUSINESS HOURS - 24. *704194- Ragin Review Holdings, LLC; Investment related No; Lafayette, Louisiana; Sports Talk Podcast; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 08/2026; During business hours: 0; After business hours: 20; Sole Prop / Owner of Sports Podcast LLC

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-06-08
S65 Uniform Investment Adviser Law Examination 2005-10-24
S63 Uniform Securities Agent State Law Examination 2005-07-06
  • S66 Uniform Combined State Law Examination
    2015-06-08
  • S65 Uniform Investment Adviser Law Examination
    2005-10-24
  • S63 Uniform Securities Agent State Law Examination
    2005-07-06
Other Names
  • Nicholas Domingue

View on SEC IAPD

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