David Robert Baker

Employer firm

93 Financial Group, LLC CRD 144235

$900M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → 03/2018
  Raymond James Financial Services, Inc.
  Chelmsford, MA
• 08/2016 → 03/2018
  Raymond James Financial Services Advisors, Inc.
  Chelmsford, MA
• 03/2018 → Present
  93 Financial Group, Llc
  Woburn, MA
• 08/2016 → 03/2018
  Metro Financial Services
  Chelmsford, MA

Previous Registrations

• 2016-08-29 → 2018-03-12
  Raymond James Financial Services Advisors, Inc
  Chelmsford, MA
• 2014-12-03 → 2016-08-11
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Riverside, RI
  Riverside, RI
• 2013-06-03 → 2014-10-10
  Voya Financial Advisors, Inc.
  Braintree, MA
• 2011-08-17 → 2012-08-20
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Waltham, MA
  Wayland, MA
  New York, NY
  Wayland, MA
  Needham, MA
  Needham, MA

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-03-15
• S63 Uniform Securities Agent State Law Examination
  2000-03-28

Other Names

• David Robert Baker
• David Baker
• David R. Baker