Troy Donald Friederichs

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2004 → 12/2020
  Jackson National Life Distributors Llc
  Denver, CO
• 03/2021 → 06/2024
  Securities America, Inc.
  Bismarck, ND
• 04/2021 → 06/2024
  Securities America Advisors
  Bismarck, ND
• 06/2024 → Present
  Osaic Wealth, Inc.
  Bismarck, ND

Previous Registrations

• 2021-05-04 → 2024-06-14
  Securities America Advisors, Inc.
  Bismarck, ND

Other Businesses

1. INSURANCE POSITION: Agent NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/01/2021 ADDRESS: 419 Riverwood Drive Suite 102, Bismarck ND 58504 DESCRIPTION: Insurance 2. SAA POSITION: Advisor NATURE: Advisory INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 04/26/2021 ADDRESS: 419 Riverwood Drive Suite 102, Bismarck ND 58504 DESCRIPTION: Provide financial advisory services. 3. DBA - Diversified Wealth Management 4. FRIEDERICHS FINANCIAL CORPORATION POSITION: Advisor NATURE: Advisory INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 04/26/2021 ADDRESS: 419 Riverwood Drive Suite 102, Bismarck ND 58504, United States DESCRIPTION: Provide financial advisory services. 5. FRIEDERICHS FINANCIAL CORPORATION POSITION: President NATURE: Tax Entity INVESTMENT RELATED: No NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 04/26/2021 ADDRESS: 419 Riverwood Drive Suite 102, Bismarck ND 58504, United States DESCRIPTION: Tax entity for income and expenses.

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-04-22
• S63 Uniform Securities Agent State Law Examination
  2006-12-14