Nathaniel David Hoffman

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2004 → Present
  North Star Consultants, Inc
  Austin, TX
• 04/2004 → 08/2023
  Securian Financial Services, Inc.
  St Paul, MN
• 04/2004 → 10/2021
  Cri Securities, Inc.
  St Paul, MN
• 08/2023 → Present
  Cetera Wealth Services, Llc
  Austin, TX
• 08/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2007-08-22 → 2023-08-10
  Securian Financial Services, Inc.
  Austin, TX
  Austin, TX
  Cardiff, CA
  St. Paul, MN
• 2007-08-22 → 2021-10-20
  Cri Securities, Llc
  Austin, TX
  Austin, TX
• 2004-08-03 → 2008-09-10
  Marathon Advisors, Inc
  Austin, TX

Other Businesses

NORTH STAR CONSULTANTS & NORTH STAR BROKERAGE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 06/01/2011 ADDRESS: , Minneapolis MN , United States DESCRIPTION: Agent/Broker RENTAL PROPERTY POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2013 ADDRESS: , Austin TX , United States DESCRIPTION: Owner HOFFMAN FINANCIAL PLANNING CONSULTANTS POSITION: Owner NATURE: DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/21/2020 ADDRESS: SAME AS REGISTERED LOCATION, United States DESCRIPTION: Doing business as name change only - not change to business or operations RENTAL PROPERTY 5TH POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2013 ADDRESS: 1000 W Oltorf Unit B, Austin TX 78704, United States DESCRIPTION: houseI used to live in that I know rent in the austin area via a property management company RENTAL PROPERTY PEACOCK POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2021 ADDRESS: 609 peacock lane, Unit A, austin TX 78704, United States DESCRIPTION: old house i lived in rented via property manager

Exams

• S66 Uniform Combined State Law Examination
  2004-07-13

Designations

• Certified Financial Planner
• Chartered Financial Consultant