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Carl Steven Sellen

Associated Investment Services, Inc.

Brookfield, WI

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Current Employers
Associated Investment Services, Inc.

433 Main Street, Green Bay, WI 54301-5114 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-08-11
MO RA APPROVED 2022-01-25
GA RA APPROVED 2020-04-14
FL RA APPROVED 2018-09-28
WI RA APPROVED 2006-08-21
  • IL RA
    APPROVED
    Since 2022-08-11
  • MO RA
    APPROVED
    Since 2022-01-25
  • GA RA
    APPROVED
    Since 2020-04-14
  • FL RA
    APPROVED
    Since 2018-09-28
  • WI RA
    APPROVED
    Since 2006-08-21

Branch Locations

17100 W. Capital Dr., Brookfield, WI 53005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Associated Investment Services, Inc. Green Bay WI 08/2006 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-07-27
  • S66 Uniform Combined State Law Examination
    2004-07-27
Designations

View on SEC IAPD

Other Firms

ANNEX WEALTH MANAGEMENT, LLC
RBC CAPITAL MARKETS, LLC
MARINER
M HOLDINGS SECURITIES, INC.
STATE FARM INVESTMENT MANAGEMENT CORP.
AMERIPRISE FINANCIAL SERVICES, LLC
ENTASIS ASSET MANAGEMENT LLC
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Other Investors

DEANNE E PHILLIPS
MATTHEW ROSS KRENKE
Eric Gustav Strom
Thomas James Berkholtz
Heather Christine Shutta
Jeffrey Lynn Stanich
Clayton Joel Beilfuss
Logan Alexander Kepler

Other Offices

ANNEX WEALTH MANAGEMENT, LLC · BROOKFIELD, WI
RBC CAPITAL MARKETS, LLC · BROOKFIELD, WI
MARINER · BROOKFIELD, WI
M HOLDINGS SECURITIES, INC. · Brookfield, WI
STATE FARM INVESTMENT MANAGEMENT CORP. · Brookfield, WI
AMERIPRISE FINANCIAL SERVICES, LLC · Brookfield, WI
ENTASIS ASSET MANAGEMENT LLC · Brookfield, WI
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · BROOKFIELD, WI

More in Brookfield, WI

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