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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-09-12 |
| SC | RA | APPROVED | 2004-10-22 |
Branch Locations
100 Shorecrest Drive, Clemson, SC 29631 • United States
Anderson, SC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Clemson | SC | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Clemson | SC | 03/2020 | Present |
Real Estate Ownership; Commercial; 100 Shorecrest Drive Clemson, SC 29631, ,; Not Investment-Related; 01/31/2018. Business Ownership; Thomas M Pollock, Inc.; oversee business operations; S-Corp; 100 Shorecrest Drive Clemson, SC 29631, ,; Not Investment-Related; 08/25/2017; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-08-03 |
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