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Paul Samuel Shuman

The Planning Group

Northfield, IL

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Current Employers
The Planning Group

465 Central Ave Suite 201, Northfield, IL 60093 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2025-09-29
FL RA APPROVED 2025-09-26
AZ RA APPROVED 2025-09-25
CA RA APPROVED 2025-09-17
TX RA APPROVED 2025-09-16
IL RA APPROVED 2018-10-11
  • NE RA
    APPROVED
    Since 2025-09-29
  • FL RA
    APPROVED
    Since 2025-09-26
  • AZ RA
    APPROVED
    Since 2025-09-25
  • CA RA
    APPROVED
    Since 2025-09-17
  • TX RA
    APPROVED
    Since 2025-09-16
  • IL RA
    APPROVED
    Since 2018-10-11

Branch Locations

465 Central Ave Suite 201, Northfield, IL 60093 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 04/2009 12/2018
Cambridge Investment Research Advisors, Inc Fairfield IA 04/2009 12/2018
Shuman Financial Consulting, Llc Northfield IL 07/2009 Present
Tpg Advisors Llc Northfield IL 09/2018 Present
  • 04/2009 → 12/2018
    Cambridge Investment Research, Inc
    Fairfield, IA
  • 04/2009 → 12/2018
    Fairfield, IA
  • 07/2009 → Present
    Shuman Financial Consulting, Llc
    Northfield, IL
  • 09/2018 → Present
    Tpg Advisors Llc
    Northfield, IL
Previous Registrations
  • 2009-04-16 → 2019-02-07
    Des Plaines, IL
    Chicago, IL
    Northfield, IL
    Northfield, IL
  • 2006-11-03 → 2009-04-21
    Tower Square Securities, Inc.
    Des Plaines, IL
    Naperville, IL
    Des Plaines, IL
  • 2004-07-30 → 2006-10-13
    Securian Financial Services, Inc.
    Deerfield, IL
    Bannockburn, IL
Other Businesses

1) SHUMAN FINANCIAL CONSULTING, LLC, 3265 ROBINCREST DR, NORTHBROOK,IL, 10/2009. OWNER/INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES SINCE 10/01/09. IS INVESTMENT RELATED. WORKS 40/WK - 20/TRADING. 2) CPA 3) Board Member & Financial Committee Chairman for Shore Community Services, Inc., since 2023 and is located in Skokie, IL. Not investment related. 4 hours per month; 2 hours per month during trading hours. He reviews financial statements and investment accounts as well as leads the monthly Financial Committee meetings

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-07-29
  • S66 Uniform Combined State Law Examination
    2004-07-29
Designations
Other Names
  • Paul Samuel Shuman
  • Paul Samuel Shuman

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