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100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2020-07-09 |
| TX | RA | APPROVED | 2020-07-09 |
Branch Locations
100 Vanguard Blvd, Malvern, PA 19355 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hartford Life Distributors, Llc | Wayne | PA | 11/2010 | 08/2017 |
| Hartford Investment Financial Services, Llc | Radnor | PA | 12/2012 | 08/2017 |
| The Vanguard Group, Inc. | Malvern | PA | 08/2017 | Present |
| Vanguard Marketing Corporation | Malvern | PA | 08/2017 | Present |
| Vanguard Advisers, Inc. | Malvern | PA | 07/2020 | Present |
NAME OF BUSINESS: CUEME INVESTMENT-RELATED ADDRESS: MARLTON, NJ NATURE OF BUSINESS: PHONE APP POSITION: MINORITY INTEREST OWNER START DATE: 082016 APPROXIMATE HOURS/MONTH: 1 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: INVESTOR
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-07-08 |
| S63 | Uniform Securities Agent State Law Examination | 2007-02-06 |
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