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Lynn Ann Lathrop

Edelman Financial Engines

Phoenix, AZ

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Current Employers
Edelman Financial Engines

3945 Freedom Circle, Santa Clara, CA 95054 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-31
AZ RA APPROVED 2018-05-04
  • TX RA
    APPROVED_RES
    Since 2020-03-31
  • AZ RA
    APPROVED
    Since 2018-05-04

Branch Locations

4742 N 24Th St Suite 400, Phoenix, AZ 85016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 05/2004 11/2017
Arttoons Scottsdale AZ 09/2005 11/2017
Financial Engines Advisors L.L.C. Phoenix AZ 11/2017 09/2023
Financial Engines Advisors L.L.C. Santa Clara CA 09/2023 Present
  • 05/2004 → 11/2017
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 09/2005 → 11/2017
    Arttoons
    Scottsdale, AZ
  • 11/2017 → 09/2023
    Financial Engines Advisors L.L.C.
    Phoenix, AZ
  • 09/2023 → Present
    Financial Engines Advisors L.L.C.
    Santa Clara, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-03-20
S63 Uniform Securities Agent State Law Examination 2004-06-24
  • S65 Uniform Investment Adviser Law Examination
    2018-03-20
  • S63 Uniform Securities Agent State Law Examination
    2004-06-24
Other Names
  • Lynn A Lathrop
  • Lynn Ann Lathrop
  • Lynn Ann Hintz

View on SEC IAPD

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