Michael Lloyd Del Carlo

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2008 → 06/2019
  Charles Schwab & Co., Inc.
  Phoenix, AZ
• 01/2012 → 06/2019
  Schwab Private Client Investment Advisory, Inc.
  Phoenix, AZ
• 07/2019 → 03/2023
  Vigilare Wealth Management
  Scottsdale, AZ
• 04/2023 → 05/2024
  Fidelity Investments
  Scottsdale, AZ
• 09/2024 → Present
  The Vanguard Group, Inc.
  Scottsdale, AZ
• 06/2024 → 09/2024
  Unemployed
  Phoenix, AZ

Previous Registrations

• 2023-06-09 → 2024-06-26
  Fidelity Personal And Workplace Advisors
  Scottsdale, AZ
• 2019-07-02 → 2023-04-10
  Vigilare Wealth Management Llc
  Scottsdale, AZ
• 2012-01-03 → 2019-07-12
  Schwab Wealth Advisory, Inc.
  Phoenix, AZ
• 2008-05-12 → 2011-12-31
  Charles Schwab & Co., Inc.
  Phoenix, AZ
  Phoenix, AZ
• 2007-04-03 → 2008-04-09
  Usaa Investment Services Company
  Phoenix, AZ
  Phoenix, AZ

Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS: JEREMY J. KECK LEGACY FUND INVESTMENT RELATED ADDRESS: PHOENIX, AZ NATURE OF BUSINESS: NON-PROFIT POSITION: BOARD MEMBER (TREASURER) START DATE: 11/2020 APPROXIMATE HOURS/MONTH: 1 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: DEPOSITING DONATIONS AND PAYING VENDORS FOR CHARITY EVENTS

Exams

• S63 Uniform Securities Agent State Law Examination
  2023-05-31
• S65 Uniform Investment Adviser Law Examination
  2007-03-26

Designations

• Certified Financial Planner

Other Names

• Michael Delcarlo
• Michael L Delcarlo
• Michael Lloyd Delcarlo
• Michael Del Carlo
• Michael L Del Carlo