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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-01-22 |
| WA | RA | APPROVED | 2024-01-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chicago | IL | 11/2010 | 05/2019 |
| First Republic Bank | Bellevue | WA | 08/2022 | 06/2023 |
| Northwest Commercial Mortgage | Seattle | WA | 01/2018 | 09/2022 |
| Unemployed | Seattle | WA | 07/2023 | 10/2023 |
| Jpmorgan Chase Bank, Na | Seattle | WA | 11/2023 | Present |
| Jpmorgan Securities Llc | Seattle | WA | 11/2023 | Present |
| Cardinal, Llc | Seattle | WA | 07/2018 | Present |
Entity Name: Cardinal, LLC Investment related: No "Address: Seattle, WA 98101 https://www.postalley.pizza/ " Nature of the other business: Restaurant Position/Title/Relationship: Owner/Partner Start Date: 07/05/2018 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Pizza restaurant. Silent partner.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-01-22 |
| S63 | Uniform Securities Agent State Law Examination | 2005-03-03 |
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