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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2007-02-13 |
| KY | RA | APPROVED | 2007-01-03 |
Branch Locations
9710 Park Plaza Ave Ste 206, Louisville, KY 40241 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Louisville | KY | 01/2007 | Present |
1. 10/20/2006 - LOUISVILLE FINANCIAL GROUP - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - LOUISVILLE, KY 2. 12/20/2007 - LOUISVILLE FINANCIAL GROUP LLC - REAL ESTATE RENTAL - TIME SPENT 2% - LOUISVILLE, KY 3. 04/20/2009 - MBD Capital Inc - INV REL - Business Entity For Tax/Investment Purposes Only - Shell account for tax and commission purposes. Will not be held out to the public. - shell accounts
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-05-15 |
| S63 | Uniform Securities Agent State Law Examination | 2000-03-15 |
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