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4360 Brownsboro Rd Suite 104, Louisville, KY 40207 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2024-07-10 |
| LA | RA | APPROVED | 2023-05-01 |
| IN | RA | APPROVED | 2021-10-05 |
| OH | RA | APPROVED | 2021-03-09 |
Branch Locations
4360 Brownsboro Rd Suite 104, Louisville, KY 40207 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Advisors, Llc | Louisville | KY | 11/2007 | 08/2017 |
| Southeast Investments, N.C. Inc. | Charlotte | NC | 06/2016 | 08/2019 |
| Agentlink | Louisville | KY | 01/2008 | 04/2017 |
| Brand Louisville | Louisville | KY | 01/2008 | 12/2017 |
| Anubu, Llc | Prospect | KY | 01/2009 | Present |
| C. Farnsley, Llc | Louisville | KY | 07/2015 | Present |
| Levinson And Associates | Coral Springs | FL | 09/2017 | 07/2023 |
Anubu, LLC: 12100 Covered Bridge Rd Prospect, KY 40059. 1/2009. Charles is a member of this real estate business. Less than one hour per month is devoted to this activity. Charles is compensated by a percentage of profits. Merriwether Partners: 4360 Brownsboro Rd, Suite 104, Louisville, KY 40207. Charles is a partner in this company, which owns residential real estate in Louisville. Very few hours are devoted to this activity a year and there is no compensation. Longfield Holdings, LLC: Charles Farnsley is an owner of this company that invests in residential real estate. It is managed by a professional property management company. No time is spent on this business. Louisville Country Club Realty Company: Charles is a director of this company. No time is spent on this activity during securities trading hours, and a few hours per year is spent in total. No compensation is received.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-11-13 |
| S63 | Uniform Securities Agent State Law Examination | 2004-08-12 |
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