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Charles Robert Farnsley

Farnsley Advisors

Louisville, KY

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Current Employers
Farnsley Advisors

4360 Brownsboro Rd Suite 104, Louisville, KY 40207 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2024-07-10
LA RA APPROVED 2023-05-01
IN RA APPROVED 2021-10-05
OH RA APPROVED 2021-03-09
  • KY RA
    APPROVED
    Since 2024-07-10
  • LA RA
    APPROVED
    Since 2023-05-01
  • IN RA
    APPROVED
    Since 2021-10-05
  • OH RA
    APPROVED
    Since 2021-03-09

Branch Locations

4360 Brownsboro Rd Suite 104, Louisville, KY 40207 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Advisors, Llc Louisville KY 11/2007 08/2017
Southeast Investments, N.C. Inc. Charlotte NC 06/2016 08/2019
Agentlink Louisville KY 01/2008 04/2017
Brand Louisville Louisville KY 01/2008 12/2017
Anubu, Llc Prospect KY 01/2009 Present
C. Farnsley, Llc Louisville KY 07/2015 Present
Levinson And Associates Coral Springs FL 09/2017 07/2023
  • 11/2007 → 08/2017
    Commonwealth Financial Advisors, Llc
    Louisville, KY
  • 06/2016 → 08/2019
    Southeast Investments, N.C. Inc.
    Charlotte, NC
  • 01/2008 → 04/2017
    Agentlink
    Louisville, KY
  • 01/2008 → 12/2017
    Brand Louisville
    Louisville, KY
  • 01/2009 → Present
    Anubu, Llc
    Prospect, KY
  • 07/2015 → Present
    C. Farnsley, Llc
    Louisville, KY
  • 09/2017 → 07/2023
    Levinson And Associates
    Coral Springs, FL
Previous Registrations
  • 2008-01-09 → 2017-08-31
    Commonwealth Financial Advisors, Llc
    Louisville, KY
    Louisville, KY
    Louisville, KY
    Louisville, KY
    Louisville, KY
  • 2016-06-02 → 2016-06-09
    L.M. Kohn & Company
    Louisville, KY
    Louisville, KY
    Cincinnati, OH
Other Businesses

Anubu, LLC: 12100 Covered Bridge Rd Prospect, KY 40059. 1/2009. Charles is a member of this real estate business. Less than one hour per month is devoted to this activity. Charles is compensated by a percentage of profits. Merriwether Partners: 4360 Brownsboro Rd, Suite 104, Louisville, KY 40207. Charles is a partner in this company, which owns residential real estate in Louisville. Very few hours are devoted to this activity a year and there is no compensation. Longfield Holdings, LLC: Charles Farnsley is an owner of this company that invests in residential real estate. It is managed by a professional property management company. No time is spent on this business. Louisville Country Club Realty Company: Charles is a director of this company. No time is spent on this activity during securities trading hours, and a few hours per year is spent in total. No compensation is received.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-13
S63 Uniform Securities Agent State Law Examination 2004-08-12
  • S66 Uniform Combined State Law Examination
    2007-11-13
  • S63 Uniform Securities Agent State Law Examination
    2004-08-12
Designations
Other Names
  • Charlie Farnsley

View on SEC IAPD

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