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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-06-27 |
| KS | RA | APPROVED | 2025-03-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Wichita | KS | 05/2009 | 05/2018 |
| Wells Fargo Clearing Services, Llc | Wichita | KS | 05/2018 | 11/2023 |
| Lpl Financial Llc | Wichita | KS | 12/2023 | 01/2024 |
| Wells Fargo Clearing Services, Llc | Wichita | KS | 02/2025 | Present |
| Unifi Aviation Llc | Wichita | KS | 02/2024 | Present |
Unifi Aviation LLC (contractor for Delta Airlines); Not investment-related; 950 East Paces Ferry Rd NE, 20th Floor, Atlanta, GA 30326; Nature: Airline; Position: Part-time Customer Service Agent; Start date: 2/29/2024; Hours per month: 40 hours per month; Hours during trading: None; Provide customer service to passengers of Delta Airlines.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-01-31 |
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