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Douglas Charles Michie

Ventura Coast Wealth Management

Ventura, CA

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Current Employers
Ventura Coast Wealth Management

1056 E. Meta Street #103, Ventura, CA 93001-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2010-07-26
  • CA RA
    APPROVED
    Since 2010-07-26

Branch Locations

1056 E. Meta Street #103, Ventura, CA 93001-0001 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Michie Law Firm Ventura CA 02/2010 Present
Ventura Commercial Realty Ventura CA 02/2010 Present
Ventura Coast Wealth Management Ventura CA 06/2010 Present
  • 02/2010 → Present
    Michie Law Firm
    Ventura, CA
  • 02/2010 → Present
    Ventura Commercial Realty
    Ventura, CA
  • 06/2010 → Present
    Ventura, CA
Previous Registrations
  • 2010-02-19 → 2010-06-15
    Partnervest Advisory Services Llc
    Ventura, CA
    Santa Barbara, CA
  • 2006-10-02 → 2010-02-23
    St Louis, MO
    Santa Barbara, CA
    Ventura, CA
Other Businesses

1. MICHIE LAW FIRM; NON-INVESTMENT RELATED; 1056 E. META ST. #103 VENTURA, CA 93001; LEGAL ADVICE & SERVICES; STARTED 03/1988; 80 HOURS PER MONTH; 20 HOURS PER MONTH DURING TRADING HOURS; I AM A LAWYER AND PROVIDE THE LEGAL ADVICE AND SERVICES. 2. Ventura Commercial Realty. NON-INVESTMENT RELATED; 1056 E. META ST. #103 VENTURA, CA 93001; Real Estate Brokerage ADVICE & SERVICES on a fee only basis; STARTED 03/1988; 10 HOURS PER MONTH; 0 HOURS PER MONTH DURING TRADING HOURS; I AM A Real Estate Broker AND PROVIDE THE Real Estate ADVICE AND SERVICES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-08-19
S63 Uniform Securities Agent State Law Examination 2005-09-29
  • S66 Uniform Combined State Law Examination
    2006-08-19
  • S63 Uniform Securities Agent State Law Examination
    2005-09-29
Designations
Other Names
  • Douglas Michie

View on SEC IAPD

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