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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2004-09-15
DC RA APPROVED 2004-08-11
VA RA APPROVED 2004-08-05
MD RA APPROVED 2004-07-12
  • TX RA
    APPROVED
    Since 2004-09-15
  • DC RA
    APPROVED
    Since 2004-08-11
  • VA RA
    APPROVED
    Since 2004-08-05
  • MD RA
    APPROVED
    Since 2004-07-12

Branch Locations

1800 K St Nw, Washington, DC 20006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Washington DC 04/2004 Present
Bank Of America,N.A. Washington DC 06/2011 Present
Other Businesses

I*43126 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: ACORN HILL WALDORF KINDERGARTEN & NURSERY INVESTMENT RELATED: N ADDRESS OF BUSINESS: SILVER SPRING, MARYLAND 20901 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: DIRECTOR, START DATE OF RELATIONSHIP: 9/1/2011 NUMBER OF HOURS DEVOTED: 4 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: AS IN MOST ORGANIZATIONS, THE MEMBERS OF THE BOARD OF DIRECTORS ARE RESPONSIBLE FOR THE LEGAL AND FINANCIAL OVERSIGHT OF ACORN HILL. THE BOARD ESTABLISHES THE SCHOOL S MISSION AND APPROVES PROGRAMS, BUDGETS AND SPECIFIC ACTIONS TO ATTAIN THESE GOALS. I*38653 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: DILEEP NAIR (RENTAL PROPERTY) INVESTMENT RELATED: N ADDRESS OF BUSINESS: ROCKVILLE, MARYLAND 20852 NATURE OF BUSINESS: SOLE PROPRIETORSHIP, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 7/8/2009 NUMBER OF HOURS DEVOTED: 0 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: OWNER OF RENTAL PROPERTY I*8207 For profit or not for profit: Name of outside business organization: Rental Property Investment related: Address of business: Kensington, Maryland 20895 Nature of business: , Position, title, association: , Start date of relationship: 6/18/2019 Number of hours devoted: 1 hour(s) Number of hours devoted during trading hours: 0 Duties:

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2004-07-12
S65 Uniform Investment Adviser Law Examination 2004-07-10
  • S63 Uniform Securities Agent State Law Examination
    2004-07-12
  • S65 Uniform Investment Adviser Law Examination
    2004-07-10

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