David Christian Warren

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → 11/2018
  Signator Investors, Inc.
  Tampa, FL
• 11/2018 → 06/2020
  Royal Alliance Associates, Inc.
  Tampa, FL
• 06/2020 → Present
  Raymond James And Associates, Inc
  St Petersburg, FL
• 10/2014 → 08/2020
  Rw Financial Partners, Inc.
  St. Petersburg, FL

Previous Registrations

• 2018-11-02 → 2020-06-10
  Osaic Wealth, Inc.
  Tampa, FL
• 2016-05-13 → 2018-11-02
  Signator Investors, Inc.
  St. Petersburg, FL
  Tampa, FL
• 2008-12-15 → 2016-05-13
  Transamerica Financial Advisors, Llc
  St. Petersburg, FL
  St. Petersburg, FL

Other Businesses

(1) Name of Business: Address: 5927 Burlington Avenue North, St. Petersburg, FL, 33710, United States Activity Type: Other Position/Title: Musician Investment Related: No Start Date: 06/29/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I have begun playing live music and have completed the recording of an album that will be available for purchase and streaming in the Fall of 2022. I will affiliate as an artist with ASCAP (a performance rights organization collecting US royalties), SongTrust (music publisher collecting royalties outside the US), and CD Baby (music distributor). I will also be selling tshirts, stickers, etc. from my website. (2) Name of Business: FINRA CE Content Committee Address: 5927 Burlington Avenue N, St. Petersburg, FL, 33716, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Committee Member Investment Related: No Start Date: 11/18/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: The committee meets a few times a year in person or virtually to provide input on creating realistic and relevant scenarios for Regulatory Element CE once topics are selected by FINRA. In person meetings are held quarterly in a different city, though I will not be called on to meet each quarter. (3) Name of Business: Warren Address: 5927 Burlington Avenue N, St. Petersburg, FL, 33710, United States Activity Type: Control Person Position/Title: Power of Attorney (Named Only), Executor (Named Only) Investment Related: Yes Start Date: 06/06/2026 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I have been named as POA in the event of my sibling's incapacity. I've also been named as executor of their will.

Exams

• S66 Uniform Combined State Law Examination
  2008-12-05