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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-07-05 |
| FL | RA | APPROVED | 2021-07-28 |
Branch Locations
250 Catalonia Ave. Suite 600, Coral Gables, FL 33134 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kovack Securities, Inc. | Ft. Lauderdale | FL | 09/2012 | 07/2021 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 07/2021 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 07/2021 | Present |
1) UNLSTD MUSIC, 3241 SW 16TH TERRACE, FT LAUDERDALE, FL, MUSIC MANAGE TALENT/ PRESIDENT, 04/01/18, NIR, 48 HR/MO- 0/TRADING HR.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-04-24 |
| S63 | Uniform Securities Agent State Law Examination | 2004-08-16 |
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