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David Christopher Balestriere

Edelman Financial Engines

Boca Raton, FL

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Current Employers
Edelman Financial Engines

3945 Freedom Circle, Santa Clara, CA 95054 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-11-01
TX RA APPROVED_RES 2018-11-01
  • FL RA
    APPROVED
    Since 2018-11-01
  • TX RA
    APPROVED_RES
    Since 2018-11-01

Branch Locations

7900 Glades Road Suite 310, Boca Raton, FL 33430 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edelman Financial Services Llc Fairfax VA 03/2013 11/2018
Ef Legacy Securities, Llc Henrico VA 04/2016 10/2018
Financial Engines Advisors L.L.C. Sunnyvale CA 11/2018 Present
  • 03/2013 → 11/2018
    Edelman Financial Services Llc
    Fairfax, VA
  • 04/2016 → 10/2018
    Ef Legacy Securities, Llc
    Henrico, VA
  • 11/2018 → Present
    Financial Engines Advisors L.L.C.
    Sunnyvale, CA
Previous Registrations
  • 2013-03-18 → 2018-11-01
    Edelman Financial Services, Llc
    Boca Raton, FL
    Fairfax, VA
  • 2009-10-30 → 2013-03-05
    Strategic Advisers Llc
    Boca Raton, FL
  • 2008-07-22 → 2009-08-21
    Td Ameritrade, Inc.
    Fort Lauderdale, FL
  • 2008-07-22 → 2009-08-21
    Td Ameritrade Investment Management, Llc
    Ft Lauderdale, FL
  • 2006-10-24 → 2008-07-15
    Pruco Securities, Llc.
    Newark, NJ
    Orlando, FL
    Orlando, FL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2005-01-27
S65 Uniform Investment Adviser Law Examination 2004-12-15
  • S63 Uniform Securities Agent State Law Examination
    2005-01-27
  • S65 Uniform Investment Adviser Law Examination
    2004-12-15
Designations

View on SEC IAPD

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AMERIPRISE FINANCIAL SERVICES, LLC
HIGHTOWER ADVISORS, LLC
ISAM FUNDS (USA) LLC
J.P. MORGAN SECURITIES LLC
FOCUS PARTNERS WEALTH, LLC
UBS FINANCIAL SERVICES INC.
WELLS FARGO CLEARING SERVICES, LLC

Other Investors

THOMAS JETHRO DARDEN
Nancy JoeAnn Tush
LANCE P ROSS
BARBARA BLOOM VARGAS
ISABEL VOYER
JEFFREY MARK EAGLE
ELIZABETH V BRUNO
GREGORY DEHRMANN MISEYKO

Other Offices

SUN CAPITAL ADVISORS, L.P. · BOCA RATON, FL
AMERIPRISE FINANCIAL SERVICES, LLC · BOCA RATON, FL
HIGHTOWER ADVISORS, LLC · Boca Raton, FL
ISAM FUNDS (USA) LLC · BOCA RATON, FL
J.P. MORGAN SECURITIES LLC · Boca Raton, FL
FOCUS PARTNERS WEALTH, LLC · Boca Raton, FL
J.P. MORGAN SECURITIES LLC · Boca Raton, FL
FOCUS PARTNERS WEALTH, LLC · Boca Raton, FL

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