James A. Schaller

Current Employers

Employment History

• 02/2010 → 11/2020
  Kms Financial Services, Inc
  Seattle, WA
• 11/2020 → 05/2021
  Securities America, Inc.
  Portland, OR
• 11/2020 → 05/2021
  Securities America Advisors, Inc.
  Portland, OR
• 05/2021 → Present
  Lpl Financial, Llc
  Portland, OR

Previous Registrations

• 2020-11-06 → 2021-05-20
  Securities America Advisors, Inc.
  Portland, OR
• 2010-02-12 → 2020-11-06
  Kms Financial Services, Inc.
  Portland, OR
  Seattle, WA
  Portland, OR
  Seattle, WA
• 2009-02-27 → 2010-02-18
  Fsc Securities Corporation
  Henderson, NV
  Portland, OR
• 2005-08-19 → 2009-02-27
  Advantage Capital Corporation
  Portland, OR
  Portland, OR
  Portland, OR

Other Businesses

1)10/2014 - TAX PREP/ACCOUNTING/CPA - WOODSTOCK TAX PRACTICE - 20% - INVESTMENT RELATED - PORTLAND, OR 97206 2)05/2021 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - SUMMA WEALTH MANAGEMENT - INVESTMENT RELATED - PORTLAND, OR 97206 3)05/2021 - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - SUMMA TAX - 1% - NOT INVESTMENT RELATED - PORTLAND, OR 97206 4)05/17/2021 - No Business Name - INVESTMENT RELATED - Portland, OR 97206-4720, Portland, OR 97203-1836, Hillsboro, OR 97124-2540- REAL ESTATE RENTAL - Start Date - 2003/2011 - 2 Hours Per Month/ 1 Hours During Securities Trading. 5) 2/22/2023 - IRISH & CHARUHAS WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - 02/09/2023 - 160 Hours Per Month/8 Hours During Securities Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-07-14
• S63 Uniform Securities Agent State Law Examination
  2004-09-28