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Inactive

Carrie Mae Ruark

Dakota Wealth, LLC

Lewes, DE

Palm Beach Gardens, FL

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Current Employers
Dakota Wealth, Llc

11376 N. Jog Road Suite 101, Palm Beach Gardens, FL 33418-1752 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2025-11-03
  • DE RA
    APPROVED
    Since 2025-11-03

Branch Locations

1413 Savannah Rd Ste4, Lewes, DE 19958 • United States

11376 N. Jog Road Suite 101, Palm Beach Gardens, FL 33418-1752 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lokken Investment Group, Llc Lewes DE 12/2008 Present
Dakota Wealth, Llc Lewes DE 10/2025 Present
  • 12/2008 → Present
    Lokken Investment Group, Llc
    Lewes, DE
  • 10/2025 → Present
    Dakota Wealth, Llc
    Lewes, DE
Previous Registrations
  • 2020-01-05 → 2025-12-12
    Lokken Investment Group, Llc
    Lewes, DE
Other Businesses

1) On a temporary and transitional basis, Ms. Ruark will be dually registered as an investment advisor representative with Dakota Wealth, LLC and Lokken Investment Group, LLC. Dakota Wealth, LLC and Lokken Investment Group, LLC are not affiliated entities.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-11-30
  • S65 Uniform Investment Adviser Law Examination
    2019-11-30
Other Names
  • Carrie M Ruark

View on SEC IAPD

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Other Investors

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Coty Tyler Schnake
CRAIG JOSEPH LUSCO
DONALD J STEGALL
LARRY JOSEPH MURPHY
MICHAEL BLAND JOHNSON
KATHLEEN MARY RYAN

Other Offices

METZ CAPITAL MANAGEMENT LLC · LEWES, DE
METZ CAPITAL MANAGEMENT LLC · LEWES, DE
METZ CAPITAL MANAGEMENT LLC · Lewes, DE
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · LEWES, DE
OSAIC WEALTH, INC. · LEWES, DE
DIVERSIFY ADVISORY SERVICES, LLC · LEWES, DE
LPL FINANCIAL LLC · LEWES, DE
EDWARD JONES · LEWES, DE

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