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Steven Brian Bonanno

Charles Schwab & Co., Inc.

Phoenix, AZ

Annapolis, MD

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-12-21
MD RA APPROVED 2023-12-20
CA RA APPROVED 2016-05-31
  • TX RA
    APPROVED_RES
    Since 2023-12-21
  • MD RA
    APPROVED
    Since 2023-12-20
  • CA RA
    APPROVED
    Since 2016-05-31

Branch Locations

4750 E Francisco, Phoenix, AZ 85044 • United States

Annapolis, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab Bank Phoenix AZ 04/2017 Present
Charles Schwab & Co., Inc. Phoenix AZ 09/2005 Present
Other Businesses

1) UBER | NOT INVESTMENT-RELATED | 555 MARKET ST, SAN FRANCISCO, CA 94105 | TRAVEL/TRANSPORTATION/TOURISM | DRIVER | 02/04/2017 | VARIES | NONE DURING TRADING HOURS 2) LYFT | NOT INVESTMENT-RELATED | 2300 HARRISON ST, SAN FRANCISCO, CA 94110 | TRAVEL/TRANSPORTATION/TOURISM | DRIVER | 04/03/2017 | VARIES | NONE DURING TRADING HOURS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-05-31
S63 Uniform Securities Agent State Law Examination 2008-05-12
  • S65 Uniform Investment Adviser Law Examination
    2016-05-31
  • S63 Uniform Securities Agent State Law Examination
    2008-05-12

View on SEC IAPD

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