Brian Michael Dombroski

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2005 → 12/2016
  Jpmorganchase
  Chicago, IL
• 07/2006 → 12/2016
  Jp Morgan Securities Inc
  Chicago, IL
• 12/2016 → Present
  Bmo Harris Financial Advisors
  Buffalo Gorve, IL
• 03/2021 → Present
  Lpl Financial Llc
  Naperville, IL

Previous Registrations

• 2018-08-21 → 2021-03-24
  Bmo Harris Financial Advisors, Inc.
  Buffalo Grove, IL
  Naperville, IL
  Chicago, IL
• 2008-10-01 → 2012-05-15
  J.P. Morgan Securities Llc
  Chicago, IL
  Chicago, IL
• 2005-06-24 → 2009-09-17
  Chase Investment Services Corp.
  Chicago, IL
  Chicago, IL
  Chicago, IL
• 2008-02-05 → 2008-10-01
  J.P. Morgan Securities Inc.
  Chicago, IL
  Chicago, IL
  New York, NY
• 2005-05-09 → 2006-04-28
  Banc One Securities Corporation
  Chicago, IL
  Chicago, IL

Other Businesses

1)03/2021 - DBA for LPL Business (entity for LPL business) - BMO Investment Services  - Investment Related - Naperville, IL 60563 2)05/2012 - Real Estate Rental - Brian Dombroski - 0Hrs/Mo During Trading - Investment Related - Chicago, IL 60611

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-08-09
• S66 Uniform Combined State Law Examination
  2005-05-06