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Michael D Wallen

Mainstay Capital Management, LLC

Troy, MI

Grand Blanc, MI

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Current Employers
Mainstay Capital Management, Llc

10775 South Saginaw Bldg C, Suite F, Grand Blanc, MI 48439 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2011-08-08
  • MI RA
    APPROVED
    Since 2011-08-08

Branch Locations

100 E. Big Beaver Road Suite 103, Troy, MI 48083 • United States

10775 South Saginaw Bldg C, Suite F, Grand Blanc, MI 48439 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mainstay Capital Management, Llc Grand Blanc MI 04/2011 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-04-13
S63 Uniform Securities Agent State Law Examination 2004-06-17
  • S66 Uniform Combined State Law Examination
    2010-04-13
  • S63 Uniform Securities Agent State Law Examination
    2004-06-17
Designations
Other Names
  • Michael Dale Wallen
  • Michael Dale Wallen
  • Michael Dale Wallen

View on SEC IAPD

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