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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2022-02-18
TX RA APPROVED 2022-02-18
  • IA RA
    APPROVED
    Since 2022-02-18
  • TX RA
    APPROVED
    Since 2022-02-18

Branch Locations

8951 Windsor Pkwy, Johnston, IA 50131-2566 • United States

1223 E Buchanan St, Winterset, IA 50273 • United States

Winterset, IA • United States

9 Plaza Dr Ste 6, Clear Lake, IA 50428 • United States

2625 N Loop Dr Ste 2200, Ames, IA 50010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 04/2004 02/2022
Ameriprise Financial Services, Llc Johnston IA 02/2022 Present
Previous Registrations
  • 2007-02-08 → 2022-02-23
    Whitefish, MT
    Winterset, IA
    Great Falls, MT
    Great Falls, MT
Other Businesses

Real Estate Ownership; Commercial; 1221 E Buchanan St, , Winterset, IA, 50273; Not Investment-Related; 11/01/2017 / Wooded acreage; 2548 Elderberry Ave, , Winterset, IA, 50273; Not Investment-Related; 03/11/2022. Business Ownership; Karin Holder, LLC; Real Estate Management; Real Estate; 1221 East Buchanan, , Winterset, IA, 50273; Not Investment-Related; 01/01/2017; 1 to 9 hours per month; 0 during trading hours / Raised Hunting; no active role spouse runs business; video production of commercials and short outdoor related films; 1221 East Buchanan St, , Winterset, IA, 50273; Not Investment-Related; 12/01/2013; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Raised At Full Draw; Co-Founder; 1221 E Buchanan St, , Winterset, IA, 50273; Not Investment-Related; 06/01/2013; 0 hours per month; 0 during trading hours / CFAN; Treasurer; 1223 E Buchanan St, , Winterset, IA, 50273; Not Investment-Related; 02/03/2025; 0 hours per month; 0 during trading hours. Outside Employment; Karin Holder, LLC; President - Real Estate Management; ; 1221 East Buchanan, , Winterset, IA, 50273; Not Investment-Related; 01/01/2017; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Book Author; I have written and published two books. These books were part of the OBA activity Raised Hunting that disclosed but I was told I needed to separate the author item and list it separately. Raised Hunting True Stories of Faith, Family and Hunting The Ultimate Hunters Handbook; 1221 E Buchanan St, , Winterset, IA, 50273; Not Investment-Related; 01/01/2017; 0 hours per month; 0 during trading hours / Karin Holder Ministries; Providing Encouragement, leadership skills, and faith for personal development through bible studies and outdoor activities as well as speaking events on this subject for women.; 1221 E Buchanan St, , Winterset, IA, 50273; Not Investment-Related; 07/01/2018; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-26
S63 Uniform Securities Agent State Law Examination 2004-06-17
  • S66 Uniform Combined State Law Examination
    2007-01-26
  • S63 Uniform Securities Agent State Law Examination
    2004-06-17
Other Names
  • Karin Holder

View on SEC IAPD

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