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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2022-02-23
  • MI RA
    APPROVED
    Since 2022-02-23

Branch Locations

33533 W Twelve Mile Rd Suite 100, Farmington Hls, MI 48331 • United States

Detroit, MI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foresters Financial Services Livonia MI 06/2011 06/2019
Cetera Investment Services Llc St. Cloud MN 06/2019 Present
Cetera Investment Advisers Llc Farmington Hls MI 02/2022 Present
  • 06/2011 → 06/2019
    Foresters Financial Services
    Livonia, MI
  • 06/2019 → Present
    Cetera Investment Services Llc
    St. Cloud, MN
  • 02/2022 → Present
    Farmington Hls, MI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-02-22
S63 Uniform Securities Agent State Law Examination 2004-06-21
  • S65 Uniform Investment Adviser Law Examination
    2022-02-22
  • S63 Uniform Securities Agent State Law Examination
    2004-06-21
Other Names
  • Larry D Wright,Jr
  • Larry Donald Wright,Jr

View on SEC IAPD

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