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Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-05-07
  • TX RA
    APPROVED
    Since 2015-05-07

Branch Locations

801 Cherry Street Suite 2300, Fort Worth, TX 76102 • United States

North Richland Hills, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 08/2014 06/2020
Equitable Advisors, Llc New York NY 08/2014 Present
Other Businesses

1) Landlord, property address 6812 Keller, Smithfield Rd, North Richland Hills, TX, Receiving rental income to a property owned jointly with my husband, 09/2017 2) We Mentor- 6812 Smithfield Rd, North Richland Hills, TX 76182 - Facilitator/group leader - this is a group of young women in their first careers. We discuss work life balance, business etiquette, communication skills, personal growth, financial goals. We will hold monthly meetings and have guest speakers. 3) Seebeck Enterprises LLC | 753 Lonesome Dove Tr, Hurst TX 76054 | We are creating this entity for the purpose of my Mother's book American Dream Women 3rd edition. for the purpose of distribution through Amazon services | Partner | 10/2019 | 5 hrs per mth

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-05-05
S63 Uniform Securities Agent State Law Examination 2014-09-04
  • S65 Uniform Investment Adviser Law Examination
    2015-05-05
  • S63 Uniform Securities Agent State Law Examination
    2014-09-04
Other Names
  • Ellen Jo Seebeck
  • Ellen Jo Pacione

View on SEC IAPD

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