Erin Hershey Serrate

Employer firm

Asio Capital LLC CRD 298326

$805M regulatory AUM 3 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2018 → Present
  Asio Capital, Llc
  Lexington, KY
• 04/2012 → 09/2018
  Community Trust & Investment Co.
  Lexington, KY

Previous Registrations

• 2007-01-23 → 2012-04-27
  Bb&T Investment Services, Inc.
  Lexington, KY
  Lexington, KY
  Lexington, KY
  Charlotte, NC
  Lexington, KY
• 2006-01-18 → 2007-01-19
  U.S. Bancorp Investments, Inc.
  Lexington, KY
  Richmond, KY
  Berea, KY
  Irvine, KY
  Lexington, KY
  Richmond, KY
  Richmond, KY
  Lexington, KY
• 2004-07-14 → 2005-06-30
  Ameriprise Financial Services, Llc
  High Point, NC

Other Businesses

1. DV8 Kitchen; Not Investment-Related; Lexington, KY; Restaurant; Minority Owner; 07/01/2017; 0 Hours/Month; 0 Hours during trading hours; No Duties. 2. Hershey Family Trust; Investment-Related; Lexington, KY; Family Trust; Co-Trustee of Family Trust; 08/01/2007; Less than 1 Hour/Month; 0 Hours during trading hours; Annual Tax Returns. 3. Ohana Burnside, LLC; Investment-Related; 456 Weston Park Lexington, KY 40515; Real Estate Investment; Manager; 07/01/2020; Approximately 1 Hour/Month; 0 Hours during trading hours; No Duties. 4. N & S Holdings LLC; Investment-Related; 3854 Hidden Pond Rd, Lexington, KY 40502; Real Estate Investment, Manager; 09/01/2020; Approximately 1 Hour/Month; 0 Hours during trading hours; No Duties. 5. Lexington Catholic High School Board of Trustees; Not Investment-Related: 2250 Clay Mill Rd, Lexington, KY; Education; Board Member; 07/01/2022; Approximately 1 Hour/Month; 0 Hours during trading hours; Provide collaborative assistance to LCHS as they deliver a high quality education for students.

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-08-25
• S66 Uniform Combined State Law Examination
  2004-07-13

Other Names

• Erin Nicole Hershey