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Current Employers
Benjamin F. Edwards & Company, Inc.

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-01-27
  • TX RA
    APPROVED
    Since 2017-01-27

Branch Locations

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

2745 S. Alma School Rd. Suite 4, Chandler, AZ 85286 • United States

5445 Dtc Parkway Suite 1020, Greenwood Village, CO 80111 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Chandler AZ 05/2009 11/2016
Wells Fargo Clearing Services, Llc Chandler AZ 11/2016 01/2017
Benjamin F Edwards & Co Chandler AZ 01/2017 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Chandler, AZ
  • 11/2016 → 01/2017
    Chandler, AZ
  • 01/2017 → Present
    Benjamin F Edwards & Co
    Chandler, AZ
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2004-08-04
  • S63 Uniform Securities Agent State Law Examination
    2004-08-04

View on SEC IAPD

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