Harald Norman Schot

Current Employers

Employment History

• 12/2008 → Present
  Lpl Financial, Llc
  Stanwood, WA

Previous Registrations

• 2007-04-27 → 2008-12-12
  Eagle Strategies Llc
  Lake Stevens, WA
• 2003-07-14 → 2006-05-12
  Msi Financial Services, Inc.
  Bellevue, WA

Other Businesses

1. 07/05/2012 - Washington State Exchange Board - Not Investment Related - Washington State - Community, Civic and Charitable Board - Time Spent 2% 2. 10/21/2015 - LifePlan Financial - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 10/20/2015 - 10 Hours Per Month/5 Hours During Securities Trading - Sale of non-variable life insurance, disability insurance and fixed annuities for Ohio National Life. 3. 10/21/2015 - LifePlan Financial - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 10/20/2015 - 50 Hours Per Month/4 Hours During Securities Trading - Place business directly with carriers for non variable medical, LTC, fixed annuities, Dental and Life. 4. 5/23/2018 - Harald N. Schot, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 05/04/2018 - 1 Hour Per Month During Securities Trading. 5. 10/25/2018 - LifePlan Properties LLC - Not Investment Related - 9923 271st Street NW, Stanwood, WA 98292 - Real Estate Rental - Started 10/15/2012 - 1 Hour Per Month During Securities Trading. 6. 11/9/2018 - LifePlan Financial Investments - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/25/2018 - 80 Hours Per Month/8 Hours During Securities Trading. 7. 05/25/2022 - Menzies Financial LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 05/05/2022 - 10 Hours Per Month/ 10 Hours During Securities Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-01-15
• S63 Uniform Securities Agent State Law Examination
  2000-02-28