Vincent Stephen Thomas

Current Employers

Employment History

• 01/2015 → Present
  Lpl Financial Llc
  Stanwood, WA

Previous Registrations

• 2002-10-17 → 2005-12-19
  Capital Investment Management
  Everett, WA

Other Businesses

1. 04/06/2015 - MENZIES FINANCIAL LLC - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Started 1/1/15 - Time Spent 50%. 2. 12/13/2019 - Brent's Building - Investment Related - Stanwood, WA 98292 - Real Estate Rental - Started 10/01/2018¬ - 1 Hour Per Month During Securities Trading - Three tenants. 3. 12/13/2019 - Thomas Building LLC - Investment Related - Stanwood, Wa - Real Estate Rental - Started 08/01/2019 - 1 Hour Per Month During Securities Trading. 4. 1/13/2020 - Vince Thomas & Co. - Not Investment Related - 1124 SR 532, Camano Island, Wa 98282 - Other- Rep's Business - Started 06/28/2010 - 0 Hours Per Month - Run a fireworks stand from June 28th - July 4th, each year. 5. 6/2/2021 - Equity Solutions Northwest - Investment Related - At Reported Business Location(s) - Mortgage/Real Estate Services - Started 09/01/2020 - 80 Hours Per Month During Securities Trading - Started a mortgage broker company, Equity Solutions Northwest. It is a DBA under Vince Thomas & Co. 6. 6/9/2021 - Cook Road LLC - Investment Related - Woolley, Wa - Real Estate Rental - Started 02/10/2021 - 1 Hour Per Month During Securities Trading - Formed an LLC to hold a piece of real estate.

Exams

• S66 Uniform Combined State Law Examination
  2015-06-23
• S65 Uniform Investment Adviser Law Examination
  2002-10-16