Edward Charles Banks

Current Employers

Employment History

• 09/2010 → 10/2017
  National Planning Corporation
  Santa Monica, CA
• 10/2017 → 06/2024
  Securities America Inc.
  Stratford, CT
• 10/2017 → 06/2024
  Securities America Advisors
  Stratford, CT
• 06/2024 → Present
  Osaic Wealth, Inc.
  Stratford, CT
• 06/2024 → Present
  Osaic Wealth, Inc.
  Stratford, CT

Previous Registrations

• 2017-10-31 → 2024-06-14
  Securities America Advisors, Inc.
  Stratford, CT
• 2010-09-22 → 2017-11-07
  National Planning Corporation
  Glastonbury, CT
  Shelton, CT
  Stratford, CT
• 2005-07-13 → 2010-09-29
  Waddell & Reed
  North Haven, CT
  Hamden, CT

Other Businesses

1. Name: Banks Wealth Management LLC Position: Agent Nature: Insurance Sales Investment Related: No Hours: 8 Securities Trading Hours: 4 Start Date: 09/23/2010 Address: 2268 Main Street, Suite 202, Stratford CT 06615, United States Description: Insurance Sales 2. BANKS WEALTH MANAGEMENT LLC POSITION: Financial Advisor NATURE: DBA for Investment Advisor. Fee Based Advisor. INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 09/23/2010 ADDRESS: 2505 Main St, Bld 1 Suite 221A, Stratford CT 06615, United States DESCRIPTION: Securities and Investment advisory through Securities America 3. EXEVUTIVE LEGACIES LLC POSITION: Name owner NATURE: I have a DBA reserved for insurance sales. It is not being used. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/19/2015 ADDRESS: 2505 Main St, Bld 1 Suite 221A, Stratford CT 06615, United States DESCRIPTION: None I just have the dba reserved for future use

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-07-12
• S63 Uniform Securities Agent State Law Examination
  2004-08-25

Other Names

• Edward Banks