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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-07-21
MI RA APPROVED 2021-07-21
TX RA APPROVED 2021-07-21
  • IL RA
    APPROVED
    Since 2021-07-21
  • MI RA
    APPROVED
    Since 2021-07-21
  • TX RA
    APPROVED
    Since 2021-07-21

Branch Locations

4225 Naperville Rd Ste 225, Lisle, IL 60532 • United States

1333 Burr Ridge Pkway St 200, Burr Ridge, IL 60527 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc. Lisle IL 04/2004 07/2021
Various Insurance Carriers For W & R Insurance Agencies Forest Park IL 06/2004 07/2021
Main Street Senior Resources Downers Grove IL 02/2016 07/2021
Business Networking International Naperville IL 06/2016 09/2017
Small Business Advocacy Council Chicago IL 03/2017 09/2020
American Legion Post 414 Forest Park IL 08/2018 07/2021
Oak Park River Forest Rotary Club Oak Park IL 07/2018 07/2021
Business Networking International Naperville IL 07/2018 10/2019
Emrj,Llc Lisle IL 04/2020 07/2021
Association Of Financial Educators Austin TX 09/2020 07/2021
American Association Of Pet Parents Hinsdale IL 09/2020 07/2021
Lpl Financial Llc Lisle IL 07/2021 Present
  • 04/2004 → 07/2021
    Waddell & Reed, Inc.
    Lisle, IL
  • 06/2004 → 07/2021
    Various Insurance Carriers For W & R Insurance Agencies
    Forest Park, IL
  • 02/2016 → 07/2021
    Main Street Senior Resources
    Downers Grove, IL
  • 06/2016 → 09/2017
    Business Networking International
    Naperville, IL
  • 03/2017 → 09/2020
    Small Business Advocacy Council
    Chicago, IL
  • 08/2018 → 07/2021
    American Legion Post 414
    Forest Park, IL
  • 07/2018 → 07/2021
    Oak Park River Forest Rotary Club
    Oak Park, IL
  • 07/2018 → 10/2019
    Business Networking International
    Naperville, IL
  • 04/2020 → 07/2021
    Emrj,Llc
    Lisle, IL
  • 09/2020 → 07/2021
    Association Of Financial Educators
    Austin, TX
  • 09/2020 → 07/2021
    American Association Of Pet Parents
    Hinsdale, IL
  • 07/2021 → Present
    Lisle, IL
Previous Registrations
  • 2008-07-01 → 2021-07-21
    Waddell & Reed
    Savage, MN
    Grand Rapids, MI
    Grand Rapids, MI
    Lisle, IL
Other Businesses

1) 2011 - NP-Volunteer / American Legion Post 414 / Not Investment Related / 0Hrs/Mo During Trading / Forest Park, IL 60130 2) 2021 - NP-Volunteer / Association of Financial Educators / Not Investment Related / 0Hrs/Mo During Trading / Austin, TX 78701 3) 2004 - Non-Variable Insurance / Crump / Investment Related / 0Hrs/Mo During Trading / Lisle, IL 60532 4) 2020 - Real Estate Rental / EMRJ, LLC / Investment Related / 0Hrs/Mo During Trading / 4225 Naperville Rd. Ste 225 Lisle, IL 60532 5) 10/26/2023 - ETVN, LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Home Based - Start Date 09/15/2023 - 5 Hours Per Month/ 0 Hours During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-06-25
S63 Uniform Securities Agent State Law Examination 2004-05-11
  • S65 Uniform Investment Adviser Law Examination
    2008-06-25
  • S63 Uniform Securities Agent State Law Examination
    2004-05-11
Other Names
  • Eric Van Ness

View on SEC IAPD

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