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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-07-21 |
| MI | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED | 2021-07-21 |
Branch Locations
4225 Naperville Rd Ste 225, Lisle, IL 60532 • United States
1333 Burr Ridge Pkway St 200, Burr Ridge, IL 60527 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Lisle | IL | 04/2004 | 07/2021 |
| Various Insurance Carriers For W & R Insurance Agencies | Forest Park | IL | 06/2004 | 07/2021 |
| Main Street Senior Resources | Downers Grove | IL | 02/2016 | 07/2021 |
| Business Networking International | Naperville | IL | 06/2016 | 09/2017 |
| Small Business Advocacy Council | Chicago | IL | 03/2017 | 09/2020 |
| American Legion Post 414 | Forest Park | IL | 08/2018 | 07/2021 |
| Oak Park River Forest Rotary Club | Oak Park | IL | 07/2018 | 07/2021 |
| Business Networking International | Naperville | IL | 07/2018 | 10/2019 |
| Emrj,Llc | Lisle | IL | 04/2020 | 07/2021 |
| Association Of Financial Educators | Austin | TX | 09/2020 | 07/2021 |
| American Association Of Pet Parents | Hinsdale | IL | 09/2020 | 07/2021 |
| Lpl Financial Llc | Lisle | IL | 07/2021 | Present |
1) 2011 - NP-Volunteer / American Legion Post 414 / Not Investment Related / 0Hrs/Mo During Trading / Forest Park, IL 60130 2) 2021 - NP-Volunteer / Association of Financial Educators / Not Investment Related / 0Hrs/Mo During Trading / Austin, TX 78701 3) 2004 - Non-Variable Insurance / Crump / Investment Related / 0Hrs/Mo During Trading / Lisle, IL 60532 4) 2020 - Real Estate Rental / EMRJ, LLC / Investment Related / 0Hrs/Mo During Trading / 4225 Naperville Rd. Ste 225 Lisle, IL 60532 5) 10/26/2023 - ETVN, LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Home Based - Start Date 09/15/2023 - 5 Hours Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-06-25 |
| S63 | Uniform Securities Agent State Law Examination | 2004-05-11 |
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