Claire Mccarthy

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1998 → 06/2018
  M&T Bank
  Buffalo, NY
• 07/1998 → 06/2018
  M&T Securities, Inc.
  Cheektonaga, NY
• 07/2018 → 12/2023
  Lpl Financial Llc
  Fort Mill, SC
• 01/2024 → Present
  Osaic Wealth, Inc.
  Jersey City, NJ

Previous Registrations

• 2018-09-25 → 2023-12-20
  Lpl Financial Llc
  Fort Mill, SC
• 2010-10-20 → 2018-07-03
  M&T Securities, Inc.
  Buffalo, NY
  Buffalo, NY
  Buffalo, NY
  Williamsville, NY
  Williamsville, NY
  Buffalo, NY
  Tonawanda, NY
  Buffalo, NY
  Buffalo, NY
  Cheektowaga, NY
  Buffalo, NY
  Buffalo, NY
  Buffalo, NY
  Buffalo, NY
  Buffalo, NY
  Buffalo, NY
  Cheektowaga, NY
  Rochester, NY
  Cheektowaga, NY
  Baltimore, MD
  Rochester, NY
  Buffalo, NY
  Rochester, NY
  Rochester, NY
  Buffalo, NY
  Rochester, NY
  Lockport, NY
  Cheektowaga, NY
  Niagara Falls, NY
  Niagara Falls, NY
  Brooklyn, NY
  Lafayette, NY
  Rochester, NY
  Ellicottville, NY
  Mayville, NY
  Brockport, NY
  Syracuse, NY
  Bemus Point, NY
  Springville, NY
  Olean, NY
  Fredonia, NY
  Depew, NY
  Blasdell, NY
  Syracuse, NY
  Williamsport, PA
  Lafayette, NY
  Syracuse, NY
  Syracuse, NY
  Silver Creek, NY
  Orchard Park, NY
  West Seneca, NY
  Buffalo, NY
  Buffalo, NY
  Buffalo, NY
  Buffalo, NY
  Buffalo, NY
  Buffalo, NY

Other Businesses

WING FINANCIAL POSITION: Investor NATURE: Seeking preapproval for a private securities transaction of 100K - not OBA - Wing Financial - Financial Planning Tech app INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/04/2024 ADDRESS: 4041 MacArthur Blvd., Suite 400, Newport Beach CA 92660, United States DESCRIPTION: No duties - investing in Startup

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-10-13
• S63 Uniform Securities Agent State Law Examination
  1998-10-02

Designations

• Certified Financial Planner

Other Names

• Claire Andrea Daddario
• Claire Daddario Mccarthy