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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-31 |
| RI | RA | APPROVED | 2017-09-06 |
| TX | RA | APPROVED | 2017-09-06 |
Branch Locations
475 Kilvert Street Suite 330, Warwick, RI 02886 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Providence | RI | 02/2006 | 09/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | West Warwick | RI | 10/2009 | 09/2017 |
| Janney Montgomery Scott, Llc | Providence | RI | 09/2017 | 10/2020 |
| Janney Montgomery Scott Llc | Providence | RI | 10/2020 | 01/2024 |
| Janney Montgomery Scott Llc | Providence | RI | 01/2024 | 03/2024 |
| Janney Montgomery Scott Llc | Warwick | RI | 03/2024 | Present |
1) BRYANT UNIVERSITY, 1150 DOUGLAS PIKE,SMITHFIELD, RHODE ISLAND 02917; NATURE: UNIVERSITY/EDUCATION; POSITION/TITLE: OTHER, ADJUNCT PROFESSOR; DUTIES: TEACH AN INVESTMENT THEORY COURSE IN THE FINANCE DEPARTMENT; START: 9/20/2007; DEVOTES: 12 HOUR(S) MONTHLY; COMPENSATED. 2) BOSTON INSTITUTE OF FINANCE dba BRYANT UNIVERSITY, 260 CHARLES STREET, WALTHAM, MA 02453; NATURE: EDUCATION; POSITION/TITLE: PROGRAM DIRECTOR OF THE CERTIFIED FINANCIAL PLANNING PROGRAM; DUTIES: TEACH IN THE FINANCIAL PLANNING AND INVESTMENT MODULES; MANAGE A GROUP OF OTHER INSTRUCTORS; START 3/15/2013; DEVOTES 40 HOURS/MONTH; COMPENSATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-07-21 |
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