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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-06-15 |
| TX | RA | APPROVED_RES | 2023-06-14 |
| MI | RA | APPROVED | 2016-09-12 |
| OH | RA | APPROVED | 2014-11-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Royal Alliance | Toledo | OH | 07/2013 | Present |
1. SAVAGE & ASSOCIATES POSITION: Other - Agent NATURE: Corporation - INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 02/01/2004 ADDRESS: 655 Beaver Creek Cir, Maumee OH 43551, United States DESCRIPTION: Write life, health and disability insurance on clients. 2. SAVAGE AND ASSOCIATES POSITION: Financial Professional NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 180 SECURITIES TRADING HOURS: 130 START DATE: 02/01/2004 ADDRESS: 655 Beaver Creek Circle, Maumee OH 43537, United States DESCRIPTION: Oversee client investments, make recommendations, manage portfolios as part of my primary function as a financial professional. 3. THOMAS P. LINDSAY, JR., INSURANCE AGENT POSITION: Insurance Agent NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 02/01/2004 ADDRESS: 655 Beaver Creek Cir, Maumee OH 43537, United States DESCRIPTION: Selling Life and Health Insurance
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-09-08 |
| S63 | Uniform Securities Agent State Law Examination | 2007-04-13 |
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