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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-06-13
NC RA APPROVED 2019-04-30
  • TX RA
    APPROVED_RES
    Since 2019-06-13
  • NC RA
    APPROVED
    Since 2019-04-30

Branch Locations

695 E Arlington Blvd Stes 101 & 200, Greenville, NC 27858 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Citizens Investor Services Raleigh NC 01/2015 04/2019
Wells Fargo Clearing Services, Llc Greenville NC 04/2019 Present
Previous Registrations
  • 2015-01-14 → 2019-04-30
    Raleigh, NC
    Greenville, NC
    Greenville, NC
  • 2012-07-05 → 2015-01-15
    Ahoskie, NC
    Ayden, NC
    Greenville, NC
    Bailey, NC
    Rocky Mount, NC
    Creedmoor, NC
    Henderson, NC
    Henderson, NC
    Wilson, NC
    Nashville, NC
    Rocky Mount, NC
    Rocky Mount, NC
    Oxford, NC
    Rocky Mount, NC
    Spring Hope, NC
    Rocky Mount, NC
    Rocky Mount, NC
    Zebulon, NC
    Morehead City, NC
    Ayden, NC
    Goldsboro, NC
    Swansboro, NC
    Greenville, NC
    Jacksonville, NC
    Kinston, NC
    Richlands, NC
    Goldsboro, NC
    New Bern, NC
    Greenville, NC
    Roanoke Rapids, NC
    Roanoke Rapids, NC
    Tarrboro, NC
    Pinetops, NC
    Jackson, NC
    Murfreesboro, NC
    Rich Square, NC
    Williamston, NC
    Colerain, NC
    Enfield, NC
    Rocky Mount, NC
  • 2009-08-06 → 2012-07-05
    Bb&T Investment Services, Inc.
    Greenville, NC
    Herndon, VA
    Goldsboro, NC
    Goldsboro, NC
    Greenville, NC
    Ayden, NC
    Fremont, NC
    Goldsboro, NC
    Greenville, NC
    Goldsboro, NC
    Charlotte, NC
    Goldsboro, NC
    Goldsboro, NC
    Greenville, NC
    Fremont, NC
    Ayden, NC
  • 2007-03-23 → 2009-02-05
    Greenville, NC
  • 2007-02-22 → 2007-03-21
    Raleigh, NC
    Greenville, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-02-21
S63 Uniform Securities Agent State Law Examination 2004-08-16
  • S66 Uniform Combined State Law Examination
    2007-02-21
  • S63 Uniform Securities Agent State Law Examination
    2004-08-16
Other Names
  • Rob Howard
  • Rob Howard
  • Robert Howard
  • Robert Howard Iii
  • Robert Howard
  • Robert Howard

View on SEC IAPD

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