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Nicole E Seghetti

Luminary Financial Planning

Modesto, CA

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Current Employers
Luminary Financial Planning

2712 Marlboro Place, Modesto, CA 95355 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2014-01-03
  • CA RA
    APPROVED
    Since 2014-01-03

Branch Locations

2712 Marlboro Place, Modesto, CA 95355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Seghetti Holdings Modesto CA 09/2013 Present
Seghetti Holdings Llc Modesto CA 07/2012 Present
  • 09/2013 → Present
    Seghetti Holdings
    Modesto, CA
  • 07/2012 → Present
    Seghetti Holdings Llc
    Modesto, CA
Previous Registrations
  • 2011-02-09 → 2011-12-07
    Chase Investment Services Corp.
    Modesto, CA
    Modesto, CA
  • 2007-02-05 → 2011-01-24
    Edward Jones
    Modesto, CA
Other Businesses

THROUGH SEGHETTI HOLDINGS LLC, I PROVIDE FINANCIAL PLANNING CONTENT FOR ONLINE PUBLICATIONS. I RECEIVE COMPENSATION ON A FLAT, PER CONTENT BASIS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-31
S63 Uniform Securities Agent State Law Examination 2004-06-12
  • S66 Uniform Combined State Law Examination
    2007-01-31
  • S63 Uniform Securities Agent State Law Examination
    2004-06-12
Designations
Other Names
  • Nicole Erin Houseal

View on SEC IAPD

Other Firms

WELLS FARGO CLEARING SERVICES, LLC
LPL FINANCIAL LLC
PRINCIPAL SECURITIES, INC.
INTEGRAL WEALTH MANAGEMENT
OLIVEIRA WEALTH
STATE FARM INVESTMENT MANAGEMENT CORP.
OSAIC WEALTH, INC.
U.S. BANCORP ADVISORS, LLC

Other Investors

TODD E BARTON
KATRINA M MORGANSON
JESSE G CORTEZ
CALVIN L HEIM
BRIAN WAYNE STEVENS
VICKY M JOHNSON
CORY ALAN KELLY
ANGELO MICHAEL GIANNOSA

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · MODESTO, CA
LPL FINANCIAL LLC · MODESTO, CA
PRINCIPAL SECURITIES, INC. · MODESTO, CA
LPL FINANCIAL LLC · MODESTO, CA
INTEGRAL WEALTH MANAGEMENT · Modesto, CA
OLIVEIRA WEALTH · MODESTO, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Modesto, CA
OSAIC WEALTH, INC. · MODESTO, CA

More in Modesto, CA

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