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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2023-11-30
  • CO RA
    APPROVED
    Since 2023-11-30

Branch Locations

3610-A River Point Parkway, Sheridan, CO 80110 • United States

24350 E Smokey Hill Road, Aurora, CO 80016 • United States

6715 S. Cornerstar Way, Aurora, CO 80016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bellco Credit Union Aurora CO 04/2012 Present
Cuso Financial Services, Lp San Diego CA 04/2012 11/2023
Osaic Institutions, Inc. Meriden CT 11/2023 Present
  • 04/2012 → Present
    Bellco Credit Union
    Aurora, CO
  • 04/2012 → 11/2023
    Cuso Financial Services, Lp
    San Diego, CA
  • 11/2023 → Present
    Meriden, CT
Previous Registrations
  • 2012-04-09 → 2023-11-29
    Cuso Financial Services, L.P.
    Sheridan, CO
    San Diego, CA
    Aurora, CO
    Centennial, CO
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-02-11
  • S63 Uniform Securities Agent State Law Examination
    2000-02-11
Designations

View on SEC IAPD

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