James Carroll Quinn

Employer firm

Sequent Planning, LLC CRD 160381

$589M regulatory AUM 13 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2016 → 04/2024
  Allstate Insurance Co.
  Littleton, CO
• 02/2016 → 04/2024
  Allstate Financial Services, Llc
  Littleton, CO
• 02/2016 → 04/2024
  Allstate Financial Advisors, Llc
  Littleton, CO
• 04/2024 → Present
  Sequent Planning, Llc
  Englewood, CO

Previous Registrations

• 2016-02-18 → 2024-04-08
  Allstate Financial Advisors, Llc
  Littleton, CO
  Englewood, CO
  Arvada, CO
  Denver, CO
• 2015-08-12 → 2016-02-12
  Forta Financial Group, Inc.
  Greenwood Village, CO
• 2013-07-11 → 2015-08-13
  B. C. Ziegler And Company
  Chicago, IL
  Denver, CO
  Chicago, IL
• 2011-04-26 → 2013-08-02
  Athenainvest Advisors Llc
  Greenwood Village, CO
  Greenwood Village, CO

Other Businesses

1) SENIOR MARKET SALES, INDEPENDENT INSURANCE AGENT - 2016 TO PRESENT. INVESTMENT RELATED. DUTIES INCLUDE OFFERING INSURANCE PRODUCTS AND SERVICES TO CLIENTS AND PROSPECTS. 60% OF TIME SPENT ON THIS ACTIVITY. 3435 S. INCA STREET, SUITE C-116, ENGLEWOOD, CO 80110.

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-09-20
• S63 Uniform Securities Agent State Law Examination
  1992-07-10

Designations

• Certified Financial Planner

Other Names

• Jay Quinn