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Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-03-04
FL RA APPROVED 2016-08-18
  • TX RA
    APPROVED_RES
    Since 2024-03-04
  • FL RA
    APPROVED
    Since 2016-08-18

Branch Locations

1502 Se Highway 19, Crystal River, FL 34429 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Suntrust Investment Services, Inc Atlanta GA 01/2012 Present
Suntrust Advisory Services Atlanta GA 08/2016 Present
  • 01/2012 → Present
    Suntrust Investment Services, Inc
    Atlanta, GA
  • 08/2016 → Present
    Suntrust Advisory Services
    Atlanta, GA
Previous Registrations
  • 2010-04-19 → 2012-01-03
    Bb&T Investment Services, Inc.
    Spring Hill, FL
    New Port Richey, FL
    Spring Hill, FL
    Hudson, FL
    Port Richey, FL
    Charlotte, NC
    Palm Harbor, FL
    New Port Ritchie, FL
    New Port Richey, FL
    Holiday, FL
  • 2007-01-05 → 2008-11-05
    Signator Investors, Inc.
    Maitland, FL
  • 2003-03-24 → 2006-09-22
    Maitland, FL
    Jacksonville, FL
    Maitland, FL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-03-15
S65 Uniform Investment Adviser Law Examination 2000-03-07
  • S63 Uniform Securities Agent State Law Examination
    2000-03-15
  • S65 Uniform Investment Adviser Law Examination
    2000-03-07

View on SEC IAPD

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