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Carolyn E Caffee

Raymond James & Associates, Inc.

Crystal River, FL

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2007-03-14
FL RA APPROVED 2005-10-20
  • TX RA
    APPROVED
    Since 2007-03-14
  • FL RA
    APPROVED
    Since 2005-10-20

Branch Locations

2101 S E Highway 19, Crystal River, FL 34429 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Crystal River FL 03/1987 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-10-18
S63 Uniform Securities Agent State Law Examination 1993-08-27
  • S66 Uniform Combined State Law Examination
    2005-10-18
  • S63 Uniform Securities Agent State Law Examination
    1993-08-27
Other Names
  • Carolyn Eva Buta
  • Carolyn Eva Kovacs

View on SEC IAPD

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