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Allen James Bass

Carolina Wealth Strategies, LLC

Cary, NC

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Current Employers
Carolina Wealth Strategies, Llc

2500 Regency Parkway, Cary, NC 27518 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-05-14
  • NC RA
    APPROVED
    Since 2026-05-14

Branch Locations

2500 Regency Parkway, Cary, NC 27518 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Carolina Wealth Strategies Cary NC 08/2014 Present
  • 08/2014 → Present
    Carolina Wealth Strategies
    Cary, NC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-04-14
S63 Uniform Securities Agent State Law Examination 2004-06-04
  • S66 Uniform Combined State Law Examination
    2005-04-14
  • S63 Uniform Securities Agent State Law Examination
    2004-06-04
Designations
Other Names
  • Allen James Bass
  • Jamey Bass

View on SEC IAPD

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