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100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2022-10-17 |
| PA | RA | APPROVED | 2022-10-13 |
| TX | RA | APPROVED | 2022-10-13 |
Branch Locations
100 Vanguard Blvd, Malvern, PA 19355 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sigma Corp | Cream Ridge | NJ | 12/1999 | Present |
| Pfs Investments Inc | West Windsor | NJ | 12/2009 | 08/2021 |
| Primerica Financial Services | West Windsor | NJ | 02/2009 | 08/2021 |
| H & R Block | Lawrenceville | NJ | 11/2002 | 04/2022 |
| Equitable Advisors, Llc | Edison | NJ | 08/2021 | 09/2022 |
| The Vanguard Group, Inc. | Malvern | PA | 09/2022 | Present |
| H&R Block | Lawrenceville | NJ | 01/2023 | Present |
EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 1)NAME OF BUSINESS: Sigma Corporation NON-INVESTMENT RELATED ADDRESS (City/State): Cream Ridge, NJ NATURE OF BUSINESS: Consulting POSITION: Supply Chain Coordinator START DATE (Month/Year):12/1999 APPROXIMATE HOURS PER MONTH:120 NUMBER OF HOURS DURING TRADING HOURS:0 DUTIES: Evaluating Purchasing needs of certain products Sigma deals in and maintaining Vendor relationships 2)NAME OF BUSINESS: Insurance license - Life and Health INVESTMENT RELATED ADDRESS (City/State): Princeton, New Jersey NATURE OF BUSINESS: Insurance POSITION: N/A START DATE: 02/2009 APPROX. HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: Maintain only 3)NAME OF BUSINESS: H&R Block NON-INVESTMENT RELATED ADDRESS (City/State): Lawrenceville, NJ NATURE OF BUSINESS: Tax Preparation POSITION: Tax Preparer/Accountant START DATE: 01/2023 APPROX. HOURS PER MONTH: 40 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: Preparing taxes and representing clients
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2021-10-04 |
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