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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-10-17
PA RA APPROVED 2022-10-13
TX RA APPROVED 2022-10-13
  • NJ RA
    APPROVED
    Since 2022-10-17
  • PA RA
    APPROVED
    Since 2022-10-13
  • TX RA
    APPROVED
    Since 2022-10-13

Branch Locations

100 Vanguard Blvd, Malvern, PA 19355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sigma Corp Cream Ridge NJ 12/1999 Present
Pfs Investments Inc West Windsor NJ 12/2009 08/2021
Primerica Financial Services West Windsor NJ 02/2009 08/2021
H & R Block Lawrenceville NJ 11/2002 04/2022
Equitable Advisors, Llc Edison NJ 08/2021 09/2022
The Vanguard Group, Inc. Malvern PA 09/2022 Present
H&R Block Lawrenceville NJ 01/2023 Present
  • 12/1999 → Present
    Sigma Corp
    Cream Ridge, NJ
  • 12/2009 → 08/2021
    Pfs Investments Inc
    West Windsor, NJ
  • 02/2009 → 08/2021
    Primerica Financial Services
    West Windsor, NJ
  • 11/2002 → 04/2022
    H & R Block
    Lawrenceville, NJ
  • 08/2021 → 09/2022
    Equitable Advisors, Llc
    Edison, NJ
  • 09/2022 → Present
    The Vanguard Group, Inc.
    Malvern, PA
  • 01/2023 → Present
    H&R Block
    Lawrenceville, NJ
Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 1)NAME OF BUSINESS: Sigma Corporation NON-INVESTMENT RELATED ADDRESS (City/State): Cream Ridge, NJ NATURE OF BUSINESS: Consulting POSITION: Supply Chain Coordinator START DATE (Month/Year):12/1999 APPROXIMATE HOURS PER MONTH:120 NUMBER OF HOURS DURING TRADING HOURS:0 DUTIES: Evaluating Purchasing needs of certain products Sigma deals in and maintaining Vendor relationships 2)NAME OF BUSINESS: Insurance license - Life and Health INVESTMENT RELATED ADDRESS (City/State): Princeton, New Jersey NATURE OF BUSINESS: Insurance POSITION: N/A START DATE: 02/2009 APPROX. HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: Maintain only 3)NAME OF BUSINESS: H&R Block NON-INVESTMENT RELATED ADDRESS (City/State): Lawrenceville, NJ NATURE OF BUSINESS: Tax Preparation POSITION: Tax Preparer/Accountant START DATE: 01/2023 APPROX. HOURS PER MONTH: 40 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: Preparing taxes and representing clients

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2021-10-04
  • S63 Uniform Securities Agent State Law Examination
    2021-10-04
Designations

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