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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-09-13 |
| TX | RA | APPROVED | 2018-09-13 |
Branch Locations
14518 Baseline Ave, Fontana, CA 92336 • United States
17317 E. Main Street, Hesperia, CA 92345 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Cucamonga | CA | 08/2015 | 09/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Cucamonga | CA | 08/2015 | 09/2018 |
| Jp Morgan Securities, Llc | Hesperia | CA | 09/2018 | 07/2020 |
| Jp Morgan Chase Bank, N.A. | Hesperia | CA | 09/2018 | 07/2020 |
| Jpmorgan Chase Bank, N.A | Hesperia | CA | 08/2020 | Present |
| Jpmorgan Securities, Llc | Hesperia | CA | 08/2020 | Present |
ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 12/11/2011 ADDRESS: 555 RIALTO, CA. DETAILS: rental of triplex - has 3 rental units INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): 5 HOURS DURING TRADING: 0 ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY:(SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 4/1/2016 ADDRESS: 1309 ONTARIO, CA. CONDOMINIUM. DETAILS: Rental property - I pay bills and collect rent INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): 5 HOURS DURING TRADING: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-02-09 |
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